ABB shareholdings of members of the Board and the Executive Committee

Board ownership of ABB shares and options

The table below shows the number of ABB shares held by each Board member:

(XLS:)

 

Total number of shares held

Name

Dec. 31, 2011

Dec. 31, 2010

(1)

Share amounts provided in this section do not include the shares beneficially owned by Investor AB, of which Wallenberg is chairman.

Hubertus von Grünberg

127,387

82,167

Roger Agnelli

154,992

149,408

Louis R. Hughes

56,337

49,677

Hans Ulrich Märki

389,179

368,676

Michel de Rosen

120,108

111,328

Michael Treschow

91,741

86,071

Bernd W. Voss

n/a

157,890

Jacob Wallenberg(1)

169,202

163,618

Ying Yeh

3,197

n/a

Total

1,112,143

1,168,835

Except as described in this section, no member of the Board and no person closely linked to a member of the Board held any shares of ABB or options in ABB shares.

Group Executive Committee ownership of ABB shares and options

As of December 31, 2011, EC members held ABB shares (or ADSs representing such shares), the conditional rights to receive shares under the LTIP, options (either vested or unvested as indicated) under the MIP and unvested shares in respect of other incentive arrangements, as shown in the table “Group Executive Committee ownership of ABB shares and options.”

Furthermore, at December 31, 2011, the following members of the EC held conditionally granted ABB shares under the performance component of the LTI Plan 2011 and 2010, which at the time of vesting will be settled in cash. In addition, certain members of the EC held warrant appreciation rights (WARs) that entitle the holder to exercise such WARs and receive in cash the market value of the equivalent listed warrant at the time of exercise. No unvested WARs were held under the MIP by any EC member.

(XLS:)

 

Maximum number
of conditionally
granted shares under the performance
component of the
2010 launch of LTI Plan

Maximum number
of conditionally
granted shares under the performance
component of the
2011 launch of LTI Plan

Number of fully
vested WARs held
under the MIP

Name

(vesting 2013)

(vesting 2014)

 

Joe Hogan

58,854

60,526

Michel Demaré

27,740

26,967

Gary Steel

14,952

15,196

Ulrich Spiesshofer

15,146

15,460

Diane de Saint Victor

14,175

14,194

Bernhard Jucker

17,865

17,933

Peter Leupp

14,952

375,000

Veli-Matti Reinikkala

12,965

11,965

Brice Koch

13,593

14,158

Tarak Mehta

8,392

12,516

Frank Duggan

9,444

13,780

375,000

Total current Executive Committee members

208,078

202,695

750,000

Except as described in this section, at December 31, 2011, no member of the EC and no person closely linked to a member of the EC held any shares of ABB or options in ABB shares. For comparative information about share and option ownership of EC members in 2010, see Note 12 to the ABB Ltd statutory financial statements.

Total shareholdings of ABB shares and options

As of December 31, 2011, the members of our Board and EC owned less than 1 percent of ABB’s total shares outstanding.

(XLS:)

Group Executive Committee ownership of ABB shares and options

 

 

 

Unvested at December 31, 2011

 

Total
number
of shares
held(1)

Number
of options
held under
the MIP(2)

Number of unvested options held under the MIP(2)

Maximum
number of
condi-
tionally
granted
shares
under the
2009
launch of
the LTI
Plan(3)

Number of
matching
shares
deliver-
able
under the
2009
co-invest-
ment
portion of
the LTI
Plan(3)

Retention
shares
deliver-
able
under
the 2010
retention
component
of the
LTI Plan(3)

Retention
shares
deliver-
able
under
the 2011
retention
component
of the
LTI Plan(3)

Number
of shares
granted in
respect of
sign-on
bonus(3)

Name

 

 

(vesting
2012)

(vesting
2012)

(vesting
2012)

(vesting
2013)

(vesting
2014)

(vesting
2013)

(1)

Includes shares deposited as match for the co-investment portion of the 2009 LTI Plan. These shares may be old/transferred but then the corresponding number of co-investment shares would be forfeited.

(2)

Options may be sold or exercised/converted into shares at the ratio of 5 options for 1 share.

(3)

The LTI Plan foresees to deliver 30 percent of the value of the vested retention shares in cash, but participants have the possibility to elect to receive 100 percent of the vested award in shares.

(4)

Total number of shares held includes 4,500 shares held jointly with spouse.

Joe Hogan

223,546

268,362

45,000

87,841

99,371

189,682

Michel Demaré(4)

373,935

127,119

34,054

41,609

40,450

Gary Steel

206,902

67,974

16,919

23,140

23,517

Ulrich Spiesshofer

152,889

64,443

16,147

23,440

31,104

Diane de Saint Victor

167,186

64,443

16,262

21,938

26,359

Bernhard Jucker

120,485

81,215

18,590

27,647

27,753

Peter Leupp

125,113

67,974

13,917

23,140

Veli-Matti Reinikkala

106,522

63,320

16,174

20,065

18,517

Brice Koch

30,424

42,408

21,036

27,388

Tarak Mehta

11,868

190,850

37,467

5,576

12,714

24,211

Frank Duggan

15,130

419,430

212,500

14,309

21,326

 

 

 

 

 

 

 

 

 

Total current Executive Committee members

1,534,000

610,280

212,500

884,725

182,639

316,879

339,996

189,682

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